-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: keymaster@town.hall.org Originator-Key-Asymmetric: MFkwCgYEVQgBAQICAgADSwAwSAJBALeWW4xDV4i7+b6+UyPn5RtObb1cJ7VkACDq pKb9/DClgTKIm08lCfoilvi9Wl4SODbR1+1waHhiGmeZO8OdgLUCAwEAAQ== MIC-Info: RSA-MD5,RSA, nlUt/MxMYimziyw5FMxnHaW3kWIkH6x5PtPUC/4RvBVVzUwT0f0J+cKRbYZhs21v J3J9AVxGQDxR/oPOZQ7sLQ== 0000046080-94-000007.txt : 19940215 0000046080-94-000007.hdr.sgml : 19940215 ACCESSION NUMBER: 0000046080-94-000007 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19940214 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: HASBRO INC CENTRAL INDEX KEY: 0000046080 STANDARD INDUSTRIAL CLASSIFICATION: 3944 IRS NUMBER: 050155090 STATE OF INCORPORATION: RI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 34 SEC FILE NUMBER: 005-10535 FILM NUMBER: 94506823 BUSINESS ADDRESS: STREET 1: 1027 NEWPORT AVE STREET 2: P O BOX 1059 CITY: PAWTUCKET STATE: RI ZIP: 02861 BUSINESS PHONE: 4014318697 FORMER COMPANY: FORMER CONFORMED NAME: HASBRO BRADLEY INC DATE OF NAME CHANGE: 19850814 FORMER COMPANY: FORMER CONFORMED NAME: HASBRO INDUSTRIES INC DATE OF NAME CHANGE: 19840917 FORMER COMPANY: FORMER CONFORMED NAME: HASSENFELD BROTHERS INC DATE OF NAME CHANGE: 19720615 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: HASSENFELD ALAN G CENTRAL INDEX KEY: 0000916371 STANDARD INDUSTRIAL CLASSIFICATION: 3944 STATE OF INCORPORATION: RI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 1027 NEWPORT AVE CITY: PAWTUCKET STATE: RI ZIP: 02861 BUSINESS PHONE: 4014318697 SC 13G/A 1 ALAN G. HASSENFELD 1993 FORM 13G AMENDMENT Securities and Exchange Commission Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No. 16) Hasbro, Inc. ________________ (Name of Issuer) Common Stock, Par Value $.50 Per Share ______________________________________ (Title of Class of Securities) 418 056 10 7 ______________ (CUSIP Number) Check the following box if a fee is being paid with this statement ( ). (A fee is not required only if the filing person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7.) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). (Continued on following page(s)) Page 1 of 5 Pages CUSIP 418 056 107 13G Page 2 of 5 Pages 1. Name of Reporting Person S.S. of I.R.S. Identification No. of Above Person Alan G. Hassenfeld 2. Check the Appropriate Box if member of a Group* (a) ( ) (b) (X) 3. SEC Use Only 4. Citizenship or Place of Organization United State Number of Shares Beneficially Owned by Each Reporting Person With: 5. Sole Voting Power 7,657,432 6. Shared Voting Power 368,541 7. Sole Dispositive Power 7,657,432 8. Shared Dispositive Power 368,541 9. Aggregate Amount Beneficially Owned by Each Reporting Person 8,025,973 10. Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares* 11. Percent of Class Represented by Amount in Row 9 9.1 12. Type of Reporting Person* IN *SEE INSTRUCTION BEFORE FILLING OUT! CUSIP 418 056 107 13G Page 3 of 5 Pages Item l. (a) Name of Issuer: Hasbro, Inc. Item 1. (b) Address of Issuer's Principal Executive Offices: 1027 Newport Avenue Pawtucket, Rhode Island 02862 Item 2. (a) Name of Person Filing: Alan G. Hassenfeld Item 2. (b) Address of Principal Business Office, or if none, Residence: 1027 Newport Avenue Pawtucket, Rhode Island 02862 Item 2. (c) Citizenship: United States of America Item 2. (d) Title of Class of Securities: Common Stock, par value $.50 per share Item 2. (e) CUSIP Number: 418 056 10 7 Item 3. Not Applicable Item 4. Ownership: (a) Amount Beneficially Owned: 8,025,973 (b) Percent of Class: 9.1 (i) sole power to vote or to direct the vote..........................7,657,432* (ii) shared power to vote or to direct the vote..........................368,541** (iii) sole power to dispose or to direct the disposition of................7,657,432* (iv) shared power to dispose or to direct the disposition of................368,541** ____________ CUSIP 418 056 107 13G Page 4 of 5 Pages *Includes (a) 93,750 shares which may be purchased upon exercise of presently exercisable options and options exercisable within 60 days hereof; (b) 686,098 shares held by the estate of Stephen D. Hassenfeld, of which Alan Hassenfeld is personal representative; (c) 3,951,521 shares held by the Merrill Hassenfeld Trust, of which Alan Hassenfeld is sole trustee; and (d) 368,599 shares held by the Alan Hassenfeld Trust, of which Alan Hassenfeld is sole trustee. **Includes (a) 68,541 shares owned by Mr. Hassenfeld and others, as trustees for the benefit of his mother and her grandchildren; and (b) 300,000 shares owned by the Hassenfeld Foundation, of which Mr. Hassenfeld is one of the officers and directors. Mr. Hassenfeld disclaims beneficial ownership of these shares. Item 5. Ownership of Five Percent or Less of a Class: Not Applicable Item 6. Ownership of More than Five Percent on Behalf of Another Person: An aggregate of 4,020,062 shares of Common Stock are held by Mr. Hassenfeld, as a trustee of two trusts. His mother, Sylvia K. Hassenfeld, has the right to receive any dividends from the shares held in these trusts. An aggregate of 686,098 shares of Common Stock are owned by the estate of Stephen D. Hassenfeld, of which there are other beneficiaries besides Alan Hassenfeld. An aggregate of 300,000 shares are held by the Hassenfeld Foundation, a charitable foundation. All dividends received, and the proceeds of shares sold by the Hassenfeld Foundation, are devoted to the charitable purposes of the Foundation. Item 7. Identification and Classification of the Subsidiary which Acquired the Security Being Reported on by the Parent Holding Company: Not Applicable Item 8. Identification and Classification of Members of the Group: Not Applicable Item 9. Notice of Dissolution of Group: Not Applicable Item 10. Certification: Not Applicable CUSIP 418 056 107 13G Page 5 of 5 Pages Signature: After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: February 14 1994 _________________ \s\Alan G. Hassenfeld _____________________ Signature Alan G. Hassenfeld __________________ Name/Title: -----END PRIVACY-ENHANCED MESSAGE-----